Full-timeupdated 30.10.20172017-10-30T09:49:43.339930+00:002017-11-27T09:49:43.339930+00:00
SeniorOfficer, Financial Monitoring and Documentary Compliance
Main objective:
Execution of Bank’s Compliance program in Financial Economic Crime (FEC) area, incl.
AML/CTF, KYC, Sanctions etc., and Non-FEC area, incl. Anti-Bribery Corruption (ABC),
Compliance pillars in FATCA, CRS etc.
Key responsibilities:
Advise employees on Compliance risk management thereby helping Bank to carry on
business successfully and in conformity with external and inte
rnal standards;
Act as responsible officer (or as back of such an officer) vis-à-vis local regulators as required
by Russian law and regulations related to Compliance (115-FZ), which will be required
dependent on the capacity needs;
Identification and reporting on suspicious customers’ transactions and transactions subject
to compulsory control in accordance with Anti-Money Laundering regulations;
Regulatory developments and monitoring. Keep abreast of the constantly changing
regulatory environment. Monitor Bank’s compliance with local regulations on FEC and non-FEC;
Development, maintenance and conducting of an on-going Compliance training and
education program on FEC area
Proper implementation of new or updated Compliance policies (actively providing
feed-back to new initiatives, gap analysis, updates of local procedures, awareness and training);
Compliance monitoring: drive review, keep up to date and execute against Compliance
Chart and Compliance monitoring, including tests of effectiveness and tests of design.
Quality of CDD & Customer Activity Monitoring; correspondent banks, by means of spot
checks on clients transactions, clients files etc. Act as challenger of first line of defense
monitoring activities;
Reporting of and responding to compliance risk related incidents. Action
tracking of the resolution of all Compliance-related audit or regulatory findings and related actions. Ensure
transparency of all Compliance related topics in Bank’s risk management system, focus on
the quality of data in the system and follow-up on the actions agreed;
New product and business initiatives: analysis of the appropriateness of controls designed
to manage Compliance risks, provide recommendations and collaborate with the business
on developing mitigating controls etc;
Liaison with relevant regulators and pro
vision to regulators of non-financial reports
required by regulators. Be contact point in terms of regulatory interactions;
Strong reporting to the Bank’s Management, to the Bank’s risk platforms, to the next higher
Compliance level including timely on-going (e.g. Compliance monthly updates and
quarterly reports) and ad-hoc reporting on significant information requests, comments and
findings related to Compliance risk and those received from regulators. Be integral part of
the Bank’s risk management and reliable Compliance partner to other functions in all 3
lines of defense;
Candidate Profile:
University degree (preferably Law or Economics) or equivalent (e.g. bachelor degree
with proven academic thinking level)
5+ years of Compliance experience in financial services (internatio
nal experience is a preference)
Strong knowledge of international commercial banking & financial
markets products (retail is a favorable addition) and ability to manage entailed Compliance risks;
Strong knowledge of local AML legislation (115-FZ, 499-P, 375-P, 321-P, 407-P, 443-Petc.)
Qualified in Russia as a MLRO;
Team player, strategic thinker,self-driven, proactive, result oriented, able to work with
workloads and deadlines, strong communication skills;
Clean criminal record and no professional disqualification (need to be confirmed by the
Personal Competencies
Self-motivated individual
Proficient in English (verbal and written)
n.d. USD
Education required
Bachelor degree
Experience required
Specialist (can work as mentor)
Carier level
Manager (Manager/Supervisor of Staff)
Title Officer and CloserOther: Banking, Real Estate, and Mortgage Professionals
Workplace location:
  • Офис: ул. Краснопролетарская, д. 36 , Moscow, Moscow, Russia
"ИНГ Банк (Евразия)" АОEnterprise information

Created 30.10.2017

Registered users can quickly apply to job by sending his resume to employer directly from this site.

Already registered? Log in!

Have not registered yet? Register now!

РаботаПоиск - Поисковая система вакансий по сайтам работы России
РаботаПоиск - Поисковая система вакансий по сайтам работы России